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5197 media releases found
31 March 2020 MEDIA RELEASE
20-075MR Facilitating capital raisings during COVID-19 period

ob体育 is committed to refocusing its regulatory efforts on challenges created by the COVID-19 pandemic. In line with this approach, ob体育 is helping ...

27 March 2020 MEDIA RELEASE
20-074MR Federal Court confirms Storm Financial directors breached duties

The Full Federal Court has confirmed that the directors of Storm Financial, Emmanuel and Julie Cassimatis, breached their duties as directors. These ...

26 March 2020 MEDIA RELEASE
20-073MR Former NSW South Coast financial advisor sentenced for dishonestly obtaining client funds

Trevor William Martin, former Kiama financial advisor, has been sentenced to three years鈥� imprisonment to be served by way of Intensive Corrections ...

24 March 2020 MEDIA RELEASE
20-072MR ob体育 bans Western Australian adviser for four years

ob体育 has banned Kelmscott-based financial adviser Mr Anthony Hilsley from providing financial services for four years. This follows an ob体育 ...

24 March 2020 MEDIA RELEASE
20-071MR Former director disqualified after transferring business and leaving insufficient assets to pay creditors

ob体育 has disqualified Mr Damien John Harvie of Ormeau Hills QLD from managing corporations for four years following his involvement in the failure of ...

23 March 2020 MEDIA RELEASE
20-070MR ob体育 recalibrates its regulatory priorities to focus on COVID-19 challenges

In coordination with the Council of Financial Regulators, ob体育 will focus its regulatory efforts on challenges created by the COVID-19 pandemic. ...

20 March 2020 MEDIA RELEASE
20-069MR ob体育 suspends AFS licence of Longhou Capital Markets Pty Ltd

ob体育 has suspended the Australian financial services (AFS) licence of Longhou Capital Markets Pty Ltd (Longhou), a Queensland-based financial ...

20 March 2020 MEDIA RELEASE
20-068MR Guidelines for meeting upcoming AGM and financial reporting requirements

Annual general meetings Coronavirus (COVID-19) may temporarily impact on companies鈥� ability to hold an annual general meeting (AGM). This issue is ...

18 March 2020 MEDIA RELEASE
20-067MR Societe Generale Securities Australia Pty Ltd charged with breaching client money obligations

On 17 March Societe Generale Securities Australia Pty Ltd (SGSAPL) appeared in the Downing Centre Local Court in Sydney on criminal charges, ...

17 March 2020 MEDIA RELEASE
20-066MR AMP Life and AMP Capital pay penalties in relation to trade reporting rules

AMP Life Limited (AMP Life) has paid a penalty of $275,500 and AMP Capital Investors Limited (AMP Capital) has paid a penalty of $250,500 to comply ...

Last updated: 10/08/2024 11:23