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5197 media releases found
8 January 2020 MEDIA RELEASE
20-005MR ob体育 bans Northern NSW adviser for four years

ob体育 has banned Northern NSW-based financial adviser David O鈥橞rien from providing financial services for four years following an ob体育 surveillance. ...

7 January 2020 MEDIA RELEASE
20-004MR ob体育 disqualifies three Gold Coast directors from managing companies

ob体育 has disqualified Larry James Matthews, Richard James Matthews and Rowena Ylaya Matthews, of Broadbeach, Queensland, from managing corporations, ...

7 January 2020 MEDIA RELEASE
20-003MR ob体育 further suspends the AFS licence of Halifax Investment Services

ob体育 has extended the suspension of the Australian financial services (AFS) licence held by Halifax Investment Services Pty Ltd (Halifax) until 8 ...

6 January 2020 MEDIA RELEASE
20-002MR Former Gold Coast businessman Anthony Silver charged with fraud

Following an ob体育 investigation, Mr Anthony Keith Silver (also known as Tony Silver) of Tasmania, has today appeared before the Southport Magistrates ...

6 January 2020 MEDIA RELEASE
20-001MR ob体育 bans Perth SMSF adviser

ob体育 has banned Perth-based adviser Wayne Blazejczyk from providing financial services for five years for failure to meet best interests obligations ...

23 December 2019 MEDIA RELEASE
19-374MR Environmental Group amends acquisition accounting

ob体育 notes the decision by The Environmental Group Limited (Environmental Group) to amend the accounting for its acquisitions of RCR Energy Services ...

23 December 2019 MEDIA RELEASE
19-373MR Interim asset restraint orders made against Corporate Authorised Representatives of OTC derivatives provider

ob体育 has applied to the Federal Court in Sydney for orders (pursuant to section 1323 of the Corporations Act) to protect customers while an ...

20 December 2019 MEDIA RELEASE
19-372MR Whistleblower policies required from 1 January 2020 for certain large and public companies

ob体育 reminds public companies, large proprietary companies, and corporate trustees of superannuation entities regulated by APRA that they are ...

20 December 2019 MEDIA RELEASE
19-371MR ob体育 publishes findings from 2018鈥�19 Regtech Initiative Series

Regulatory technology (regtech) will be a 鈥榤ust have鈥� for large firms in Australia鈥檚 financial services industry, according to ob体育鈥檚 Regtech ...

20 December 2019 MEDIA RELEASE
19-370MR ob体育 commences civil penalty proceedings against Volkswagen subsidiary for breaching responsible lending laws

ob体育 has commenced proceedings in the Federal Court of Australia against Volkswagen Financial Services Australia Pty Limited (Volkswagen). ...

Last updated: 10/08/2024 11:23