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5198 media releases found
29 November 2019 MEDIA RELEASE
19-330MR Brisbane financial adviser banned for one year

ob体育 has banned Brisbane-based financial planner, Nina Katherina Williams, from providing financial services for a period of one year for failing to ...

29 November 2019 MEDIA RELEASE
19-329MR ob体育 bans South Australian adviser for five years

ob体育 has banned financial adviser Wendy Chapman from providing financial services for five years. This follows an ob体育 surveillance of Ms Chapman鈥檚 ...

29 November 2019 MEDIA RELEASE
19-328MR ob体育 releases updated RG 97 on fees and cost disclosure

ob体育 today released updated guidance on fees and cost disclosure for issuers of superannuation and managed investment products. The updated version ...

29 November 2019 MEDIA RELEASE
19-327MR ob体育 and APRA issue updated MoU

The Australian Securities and Investments Commission (ob体育) and Australian Prudential Regulation Authority (APRA) have committed to strengthen ...

28 November 2019 MEDIA RELEASE
19-326MR Liquidator Disciplinary Committee sanctions liquidator Mitchell Ball by imposing conditions on registration

A Disciplinary Committee has imposed conditions on the registration of registered liquidator, Mitchell Warren Ball of BPS Recovery. The conditions, ...

28 November 2019 MEDIA RELEASE
19-325MR ob体育 reports on compliance with financial advice fee disclosure obligations

A new report about fee disclosure obligations released by ob体育 has found that consumers receiving financial advice could be at risk of receiving ...

28 November 2019 MEDIA RELEASE
19-324MR CommInsure sentenced for hawking offences

The Colonial Mutual Life Assurance Society Limited, trading as CommInsure, has today been convicted of 87 counts of offering to sell insurance ...

27 November 2019 MEDIA RELEASE
19-323MR ob体育 fee relief for bushfire-affected customers

ob体育 is offering assistance for customers, including small businesses, who are affected by the current bushfires by providing relief from various ...

27 November 2019 MEDIA RELEASE
19-322MR Perth financial adviser banned for five years

ob体育 has banned financial adviser Peter Jianchao Xu from providing financial services for five years following a surveillance of Mr Xu鈥檚 advice. Mr ...

27 November 2019 MEDIA RELEASE
19-321MR Court finds Dover Financial Advisers Pty Ltd made false, misleading or deceptive statements in Client Protection Policy, and director knowingly concerned

The Federal Court of Australia has found Dover Financial Advisers Pty Ltd (Dover) engaged in false, misleading or deceptive conduct. The conduct in ...

Last updated: 10/08/2024 11:23