Information and guides to help to start and manage your business or company.
Information about applying for and maintaining your licence or professional registration
How ob体育 regulates financial services and products and what to do when you have a problem with your finances.
Everything you need to know about the areas we regulate.
About us, how we regulate and the laws we administer
You are here:
Sydney-based financial adviser, Sam Maxwell Henderson, has been banned from providing financial services for a period of three years following an ...
ob体育 has acted to disqualify or add conditions to the registration of a number of auditors of self-managed superannuation funds (SMSFs). The actions ...
ob体育 is inviting feedback on its proposal to ban unsolicited telephone sales of direct life insurance and consumer credit insurance (CCI). Such a ban ...
ob体育 has cancelled the Australian financial services (AFS) licence of Melbourne based financial services provider, Golden Financial Group Pty Ltd ...
The New South Wales District Court has ordered a jury to enter verdicts of not guilty in relation to all charges against the chief executive officer ...
ob体育 has disqualified Justin Lee Fischer of Rose Bay, NSW, from managing companies for three years for his involvement in two failed companies. ...
ob体育 has cancelled the Australian financial services licence (AFS licence) of Sydney-based financial services provider Australian Mutual Holdings ...
ob体育 has cancelled the Australian financial services (AFS) licence of Hobart-based CWS Mortgage Ltd (CWS). CWS operated the CWS Mortgage Fund ARSN ...
After commencing operations on 1 November 2018, the Australian Financial Complaints Authority (AFCA) advised ob体育 that 58 financial services ...
ob体育 has permanently banned Wayne Saman from providing financial services and engaging in credit activities and has cancelled the Australian credit ...
Find a media release
Speeches
Articles
Key matters
For journalists
More information
