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15 March 2024 - NEWS ITEM
ob体育 update on internal dispute resolution data collection for new reporting requirements

Key points ob体育 data collection shows 87% of financial firms successfully submitted an internal dispute resolution (IDR) report to ob体育 between 1 ...

7 March 2024 - NEWS ITEM
ob体育 consults on registered liquidator registration guidance

Key points ob体育 is consulting on proposed changes to the existing Regulatory Guide 258 Registered Liquidators: Registration, disciplinary action ...

6 March 2024 - NEWS ITEM
ob体育 letter calls on insurers to improve claims handling practices

ob体育 has issued a letter reminding general insurers of their obligations as Australian financial services (AFS) licensees when handling insurance ...

1 March 2024 - NEWS ITEM
ob体育 approves prescribed form for life insurance memorandums of transfer

ob体育 has been given the power to approve in writing the form that life insurance memorandums of transfer should take. Accordingly, ob体育 has approved ...

15 February 2024 - SPEECH
Additional Estimates 2023/2024 Opening Statement, 15 February 2024

Check against delivery I am pleased to appear before the Committee once more today. I am joined by Deputy Chair Sarah Court and Commissioner Kate ...

15 February 2024 - NEWS ITEM
ob体育 consults on changes to OTC derivative transaction rules

Key points ob体育 is consulting on proposed changes to the ob体育 Derivative Transaction Rules (Reporting) 2024 and ob体育 Derivative Transaction Rules ...

8 February 2024 - ARTICLE
ob体育 to crack down on predatory lending

By Deputy Chair, Sarah Court The corporate regulator will hold directors accountable in areas of emerging consumer harm, writes ob体育 Deputy Chair ...

6 February 2024 - NEWS ITEM
ob体育 grants class no-action position regarding Unfair Contract Terms for institutional markets

Key points Following commencement of the Unfair Contract Terms (UCT) reforms on 9 November 2023, ob体育 has granted a limited class no-action ...

6 February 2024 - NEWS ITEM
Final reminder for unregistered financial advisers

Key points Financial advisers (known as relevant providers) who are not registered with ob体育 before 16 February 2024 will need to cease providing ...

5 February 2024 - NEWS ITEM
ob体育 and APRA issue joint letter on Financial Accountability Regime commencement and implementation

The Australian Securities and Investments Commission (ob体育) and the Australian Prudential Regulation Authority (APRA) have issued a joint letter to ...

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Last updated: 10/08/2024 11:24