Regulatory resources
These documents give guidance to regulated entities by:
- explaining when and how ob体育 will exercise specific powers under legislation (primarily the Corporations Act)
- explaining how ob体育 interprets the law
- describing the principles underlying ob体育's approach.
For other ob体育 publications, see our corporate publications and the media centre.
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Financial services
- Regulatory reforms
- Financial advice |听Financial adviser exam
- Giving advice
- Training of advisers
- Financial product disclosure
- Design and distribution obligations
- Dispute resolution
- Reportable situations (previously Breach Reporting)
- Relief
- Financial advisers providing tax advice
- Crowd-sourced funding
- Carbon markets
- ePayments Code
- See also:
- AFS licensing
Credit
- Credit regulation - background
- General conduct obligations
- Responsible lending
- Design and distribution obligations
- Credit contracts and disclosure
- Notices and offences
- Relief
- Credit infringements and offences
- Reportable situations
- Compliance tools
- Debt management reforms
- Debt collection
- Schedule 1 forms
- See also:
- Credit licensing
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Managed funds
- Registered managed investment schemes
- Unregistered schemes
- Applying for relief from the financial services provisions that apply to schemes
- Corporate collective investment vehicles
- Managed discretionary accounts
- Platforms
- Exchange traded products
- Time-sharing schemes
- Asia Region Funds Passport
- Foreign financial services providers
- Competition in the funds management industry
- Design and distribution obligations for schemes
- Managed funds: Regulatory resources and news
Superannuation funds
Markets
- Market supervision
- Market structure
- Market integrity rules
- Markets Disciplinary Panel
- Report suspicious activity
- OTC derivatives
- Financial benchmarks
- Short selling
- Resources
- Market Intermediary transactions on the ob体育 Regulatory Portal
- Market Infrastructure transactions on the ob体育 Regulatory Portal
- Industry funding FAQs
Corporate governance
- Corporate Governance Taskforce
- Managing conflicts
- Shareholder engagement
- Director oversight of financials and audit
- Risk oversight
- Handling corporate information
- Executive remuneration
- Directors and corporate culture
- Corporate actions involving share capital
- Directors as gatekeepers
- Introductory and procedural guidance
- Cyber resilience
Financial reporting and audit
Insolvency
Fundraising
- Raising funds in Australia
- Changes to how you lodge fundraising and corporate finance documents
- What disclosure documents do you need to give potential investors when raising funds?
- Lodging prospectuses and other disclosure documents
- When can you fundraise without a disclosure document?
- Stop orders
- Fundraising restrictions on advertising and cold calling
- Consolidation of fundraising instruments and guidance