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CP 212 Licensing: Training of financial product advisers � Updates to RG 146

Released 24 June 2013. Comments closed 30 September 2013.

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In 2013 we released two consultation papers proposing updates to Regulatory Guide 146 Licensing: training of financial product advisers (RG 146):

  • Consultation Paper 212 Licensing: Training of financial product advisers â€� Updates to RG 146 on 24 June 2013, and
  • Consultation Paper 215 Assessment and approval of training courses for financial product advisers: Update to RG 146 (CP 215) on 19 August 2013.

The consultation period for both papers closed on 30 September.

We received submissions to each CP and some which addressed both.

Non-confidential submissions appear on this page according to the consultation they responded to:

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Ìý Submissions to CP 215
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Ìý Submissions to both CP 212 and CP 215
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Last updated: 24/06/2013 12:00