CP 290 Sell-side research
Released聽30 June聽2017. Comments close聽31 August聽2017.
This consultation paper seeks feedback on our proposals to provide further guidance on managing conflicts of interest and material, non-public information (MNPI) involving sell-side research. Our proposals supplement our guidance in Research report providers: Improving the quality of investment research (RG 79).
We seek feedback on our proposals from users and providers of sell-side research such as market participants, investment banks, independent corporate advisers, buy-side investors and other interested parties.
This paper attaches a draft of the proposed Regulatory Guide聽000 Sell-side research.