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CP 360 Corporate collective investment vehicles: Preparing for the commencement of the new regime

Released 17 March 2022. Comments closed 14 April 2022.

This consultation paper seeks feedback on our proposed guidance on corporate collective investment vehicles (CCIVs). It includes proposals on how we will:

  • assess Australian financial services (AFS) licence applications from corporate directors seeking to operate a CCIV
  • assess AFS licence applications from persons seeking to provide financial product advice on and/or deal in CCIV securities, and
  • administer the licensee obligations that will apply to corporate directors

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Last updated: 07/02/2024 12:42