RG 36 Licensing: Financial product advice and dealing
Issued June 2016
This guide is for persons who provide financial product advice or deal in a financial product as defined in the Corporations Act 2001 (Corporations Act) and their professional advisers (such as lawyers).
It gives guidance on the meaning of 鈥榩rovide financial product advice鈥� and the meaning of 鈥榙eal in a financial product鈥�. It also provides guidance on the obligations that apply to providers of financial services.