REP 644 Assessment of ASX鈥檚 arrangements for exchange traded AQUA products
Released聽11 December 2019
This report presents the findings of our assessment of ASX Limited (ASX)鈥檚 compliance with its Australian market licence obligations. It focuses on ASX鈥檚 arrangements related to admission to quotation and supervision of exchange traded products (ETPs) under the AQUA rules.
This report highlights a number of good practices we have observed, and also makes recommendations designed to improve ASX鈥檚 arrangements in some areas. A number of the findings and recommendations will be relevant to other ETP market operators regulated by ob体育.