ob体育

Market integrity rules

ob体育 market integrity rules for market operators and participants.

The following market integrity rules apply to certain market operators and their participants.

Securities markets

ASX, Chi-X, NSXA, SSX and their participants must comply with a common set of market integrity rules for securities markets.

Market integrity rules

Guidance

Regulatory Guide 265 Guidance on ob体育 market
integrity rules for participants of securities markets

Determinations

Waivers


Consultation

Consultation Paper 342 Proposed amendments to the ob体育 market integrity rules and other ob体育-made rules

Consultation Paper 302 Proposed changes to ob体育鈥檚 capital requirements for market participants

Consultation Paper 277 Proposals to consolidate the ob体育 market integrity rules

Report 547 Response to submissions on CP 277 Proposals to consolidate the ob体育 market integrity rules

Futures markets

ASX 24, FEX and their participants must comply with a common set of market integrity rules for futures markets.

Market integrity rules



Guidance

Regulatory Guide 266 Guidance on ob体育 market integrity rules for participants of futures markets

Determinations

Waivers

Waivers 鈥撎鼺utures Markets

Consultation

Consultation Paper 342 Proposed amendments to the ob体育 market integrity rules and other ob体育-made rules

Consultation Paper 302 Proposed changes to ob体育鈥檚 capital requirements for market participants

Consultation Paper 277 Proposals to consolidate the ob体育 market integrity rules

Report 547 Response to submissions on CP 277 Proposals to consolidate the ob体育 market integrity rules

Capital

ob体育 has made changes to the capital requirements for market participants. We have created a common set of capital market integrity rules for securities and futures market participants.

From 17 June 2022, participants of the ASX, Chi-X, NSXA, SSX, ASX 24 and FEX markets must comply with the ob体育 Market Integrity Rules (Capital) 2021.

Until then, securities market participants must comply with the , and futures market participants must comply with the .

Exemptions to requirements contained within the Capital Rules apply to clearing participants of an approved clearing facility, authorised deposit taking institutions and principal traders only.

Participants may choose to opt-in to the ob体育 Market Integrity Rules (Capital) 2021 before 17 June 2022 by notifying ob体育. Once a participant opts in, they must lodge returns through the .

Market integrity rules

Waivers

Waivers 鈥� Capital

Consultation

Consultation Paper 302 Proposed changes to ob体育鈥檚 capital requirements for market participants

Report 692 Response to submissions on CP 302 Proposed changes to ob体育鈥檚 capital requirements for market participants


IMB

Market integrity rules

Guidance

Regulatory Guide 265 Guidance on ob体育 market integrity rules for participants of securities markets

Last updated: 01/08/2024 01:24