Exempt facilities operating in Australia - previous exemptions
Listed below are previous exemption instruments that have been superseded by new instruments or no longer effective.
See current listing of exemption instruments
| Exempted entity | Description of previous exemption |
|---|---|
|
360 Trading Networks Inc. |
Operation of a market in foreign exchange non-deliverable forwards, non-deliverable swaps and options. Date of gazettal 31 March 2017 Date of revocation 27 June 2019 |
|
360 Treasury Systems AG |
Operation of a market in spot foreign exchange, foreign exchange derivatives, interest rate derivatives and deposit-taking facilities. Date of gazettal 26 February 2013 Date of revocation 25 July 2019 |
|
BGC Brokers LP |
Operation of a market in credit derivatives, foreign exchange options and interest rate derivatives. Date of gazettal 14 December 2010 |
|
BGC Brokers LP |
Operation of a market in credit derivatives, foreign exchange options and interest rate derivatives. Date of gazettal 28 August 2012 |
|
Bloomberg SEF LLC |
Operation of a market in eligible financial products described in clause 9 of the exemption notice Date of gazettal 31 March 2017 Date of revocation 1 March 2019 |
|
BrokerTec Europe Limited |
Operation of a market in eligible financial products described in clause 8 of the exemption notice听 Date of gazettal 5 January 2016听 Date of revocation 7 June 2023听 听 For more information go to www.brokertec.com |
|
|
Operation of the use case platform in the CBDC Pilot. Date of gazettal 12 April 2024. Variation of exemption gazetted 30 May 2023 to extend the exemption until the end of 31 July 2023. |
|
Creditex Brokerage LLP |
Operation of a market in credit derivatives and bonds Date of gazettal 22 February 2010 Date of revocation 29 August 2019 For more information go to |
|
Currenex Inc |
Operation of a market in spot metals, spot foreign exchange, foreign exchange derivatives and metals derivatives. Date of gazettal 12 April 2011 Date of revocation 15 January 2020 |
|
EBS Service Company Limited |
Operation of a market in spot and derivatives, for both foreign exchange and metals Date of gazettal 2 March 2010 Date of revocation 25 July 2019 |
|
EquiLend LLC |
Operation of a market for the lending and borrowing of securities, corporate and government bonds, interests in managed investment schemes and a limited range of derivatives. Date of gazettal 7 October 2014 Date of revocation 4 July 2019 |
|
FX Alliance International LLC 听 听 |
Operation of a market in foreign exchange contracts and derivatives in relation to foreign exchange contracts Participants must be as described in the exemption Date of gazettal 31 March 2006 |
|
Genea Limited (formerly Sydney IVF Limited) |
Operation of a pre-emption rights by tender market in Sydney IVF Limited shares and options in ordinary unissued Sydney IVF Limited shares. Date of gazettal 4 December 2007 Variation to change name to Genea Limited Date of gazettal 9 April 2013 Date of revocation 29 June 2017, effective 30 June 2017 Download Download Download . |
|
GFI Brokers Limited |
Operation of a market in foreign exchange options and credit default swaps. Date of gazettal 4 December 2007 Variation to include the trading of bonds and metal options Date of gazettal 2 March 2010 Date of revocation 27 June 2017 (date of gazettal) |
|
GFI Group Pte Ltd |
Operation of a financial market in interest rate derivatives Date of gazettal 26 July 2011 Variation to the number and type of products that may be traded under the exemption Date of gazettal 6 January 2015 Date of revocation 21 January 2020 |
|
ICAP Brokers Pty Ltd |
Operation of the markets known as ETC and Volbroker Date of gazettal 9 March 2004 |
|
ICAP Brokers Pty Ltd |
Operation of the ETC market in corporate bonds, New Zealand government bonds, credit derivatives and interest rate derivatives. Date of gazettal 2 March 2010 |
|
ICAP Energy AS |
Operation of a market in European electricity derivatives. Date of gazettal 14 March 2017 Date of revocation 17 July 2017 |
|
ICAP Europe Limited |
Operation of a market in foreign exchange forwards Date of gazettal 16 February 2010 Date of revocation 17 July 2017 |
|
ICAP Financial Products Pte Ltd |
Operation of a financial market in iron ore and coal derivatives Date of gazettal 30 August 2016 Date of revocation 17 July 2017 |
|
ICAP Global Derivatives Limited |
Operation of a market in certain interest rate derivatives銆� Date of gazettal 18 April 2017 Date of revocation 17 July 2017 |
|
ICAP Securities Ltd |
Operation of a market in credit derivatives Date of gazettal 18 May 2010 Date of revocation 17 July 2017 听gazetted 26 July 2011 to permit trading of interest rate derivatives. |
|
i-Swap AUD NZD Pty Ltd |
Operation of a market in interest rate derivatives. Date of gazettal 12 March 2013 Date of revocation 6 September 2016 |
|
Integral Development Corp. |
Operation of a market in FX swaps and forwards. Date of gazettal 25 November 2014 Date of revocation 30 July 2019 |
|
LMAX Limited |
Operation of a market in spot foreign exchange products Date of gazettal 26 July 2016 Date of revocation 25 January 2019 |
|
MMADX Pty Ltd |
Permits trading of bonds, interest rate derivatives and deposit-taking facilities. Date of gazettal 18 September 2012. Date of revocation 24 December 2013 |
|
National Golf Holdings Limited |
Operation of a share trading facility Date of gazettal 19 July 2005 Date of revocation 30 June 2017 |
|
OTCX Trading Limited |
Operation of a market in over-the-counter interest rate and equity derivatives Date of gazettal 4 October 2016 |
|
ParFX (UK) Ltd |
Operation of a market in spot foreign exchange contracts Date of gazettal 11 February 2014 Date of revocation 27 June 2017 (date of gazettal). |
|
Refinitiv US SEF LLC |
Operation of a market in foreign exchange derivative non-deliverable forwards and options. Date of gazettal 31 March 2017 Variation of exemption gazetted 9 April 2019 to reflect name change. This exemption ceased to apply on 1 July 2019. |
|
State Street Bank and Trust Company |
Operation of a market in spot foreign exchange and foreign exchange derivatives. Date of gazettal 10 March 2004 Date of revocation 15 January 2020 |
|
SwapEx, LLC |
Operation of a market in foreign exchange non-deliverable forwards Date of gazettal 31 March 2017 Variation of exemption effective 27 June 2019 to extend the cessation date to 1 January 2020 |
|
Terrey Hills Golf & Country Club Holdings Limited |
Operation of a note transfer facility Date of gazettal 18 January 2005 Termination of exemption 30 January 2011 Date of revocation 30 June 2017 |
|
TFS Australia Pty Ltd |
Operation of a market in foreign exchange options Date of gazettal 2 March 2010 Date of revocation 24 December 2013 |
|
TFS ICAP Ltd |
Operation of a market in foreign exchange options Date of gazettal 24 December 2013 effective 3 January 2018 to allow the operation of an OTF in place of an MTF Date of revocation 22 June 2018 |
|
TradeWeb Europe Limited |
Operation of a market in fixed-income products Date of gazettal 18 September 2007 Date of revocation 27 June 2019 |
|
trueEX LLC |
Operation of a market in interest rates swaps. Date of gazettal 27 June 2017 Date of revocation 13 September听2018 |
|
Tullett Prebon (Singapore) Limited |
Operation of a market in foreign exchange options Date of gazettal 18 September 2007 Variation of exemption gazetted 16 February 2010 to permit trading of metals options Date of revocation 1 February听2018 |
|
Tullett Prebon Australia Pty Ltd |
Operation of a market in bonds, credit derivatives, interest rate derivatives and foreign exchange forwards Date of gazettal 18 May 2010 |
|
TW SEF LLC |
Operation of a market in credit default swaps and interest rate swaps Date of gazettal 31 March 2017 Variation of exemption effective 27 June 2019 to extend the cessation date to 1 January 2020. Variation of exemption effective 19 December 2019 to extend the cessation date to 1 April 2020. Variation of exemption effective 29 March 2020 to extend the cessation date to 1 July 2020. Date of revocation 6 May 2020 |
|
Vyapar Capital Market Partners (UK) Limited |
Operation of a market in credit derivatives Date of gazettal 22 February 2010 |