Past 2022 Rules

The ob体育 Derivative Transaction Rules (Reporting) 2022, effective 21 December 2022, remade the ob体育 Derivative Transaction Rules (Reporting) 2013 until the commencement of the ob体育 Derivative Transaction Rules (Reporting) 2024 on 21 October 2024.

This page contains:

2022 Rules
2022 Rules exemption relief for reporting entities

2022 Rules

2022 Rules until 20 October 2024 inclusive

Topic	Key information
Rules	From 21 December 2022 until 20 October 2024:
Guidance	FAQs: OTC derivatives
Minister鈥檚 Determination	determines the classes of derivatives in relation to which reporting requirements may be imposed
ob体育 Determinations	determined equity derivatives, CFDs and Margin FX as OTC Derivatives required to be reported by 鈥榣ifecycle鈥� reporting under Rule 2.2.8 (Repealed on 21 October 2024 鈥� see Part 3 of the Determination) determined foreign financial markets whose derivatives were not OTC Derivatives under Rule 1.2.4 (Repealed on 21 October 2024 鈥� see )
Exemptions	exempts small-scale entities from reporting in certain circumstances Exemption relief from the ob体育 Derivative Transaction Rules (Reporting) 2022 other exemption instruments
Consultations	Report 792 Response to submissions on CP 375 Proposed changes to the ob体育 Derivative Transaction Rules (Reporting): Third consultation (REP 792) Consultation Paper 375 Proposed changes to the ob体育 Derivative Transaction Rules (Reporting): Third consultation (CP 375) Consultation Paper 361a ob体育 Derivative Transaction Rules (Reporting) 2024: Follow-on consultation on changes to data elements and other minor amendments (CP 361a) Consultation Paper 361听Proposed changes to simplify the ob体育 Derivative Transaction Rules (Reporting): Second consultation听(CP 361) Consultation Paper 334听Proposed changes to simplify the ob体育 Derivative Transaction Rules (Reporting): First consultation听(CP 334) Report 755 Response to submissions on CP 361 Proposed changes to simplify the ob体育 Derivative Transaction Rules (Reporting): Second consultation听(REP 755)

2022 Rules exemption relief for reporting entities

Legislative instruments听鈥� in-force

Date	Legislative instrument	Details
9 September 2024		Exemptive relief allowing foreign reporting entities to apply an alternative test for reportable transactions and reportable positions 'entered into by the reporting entity in this jurisdiction'. In-force from the repeal of (see below) on 21 October 2024 until 20 October 2025.
1 September 2023听	听 Compilation No. 14听	Exemptive relief for:听 Exchange-traded derivatives until 20 October 2024 Entity Information until 20 October 2024听 Reference Entity Information until 20 October 2024听 Joint Counterparties until 20 October 2024听 Name Information until 20 October 2024听 Trade identifiers until 20 October 2024听 FX Securities Conversion Transactions until 20 October 2024听 Spot settlement transactions until 20 October 2024 Transitional information reporting until 20 October 2024 Scheduled to be repealed on 21 October 2024 鈥� see as-made below.
11 February 2021		Exemptive relief allowing ADI foreign subsidiaries to apply an alternative test for reportable transactions and reportable positions 'entered into by the reporting entity in this jurisdiction'. Scheduled to be repealed on 21 October 2024 鈥� see as-made Instrument 2023/36 below.
12 August 2016		Exemptive relief for OTC participants of ASX Clear (Futures) where an OTC participant submits a transaction for clearing on behalf of an affiliate or client of the OTC participant, and the transaction is accepted for clearing by ASX Clear (Futures). Scheduled to be repealed on 21 October 2024 鈥� see as-made Instrument 2023/36 below.
2 February 2015	听and the	Exemptive relief allowing foreign reporting entities to apply an alternative test for reportable transactions and reportable positions 'entered into by the reporting entity in this jurisdiction'. Scheduled to be repealed on 21 October 2024 鈥� see as-made below.

Legislative instruments听鈥� as-made

Date	Legislative instrument	Details
9 September 2024		Repeals on 21 October 2024
6 September 2024		Repeals on 21 October 2024
31 August 2023		Amends to introduce conditional time-limited exemptive relief which exempts reporting entities from reporting certain items of derivative trade data under the ob体育 Derivative Transaction Rules (Reporting) 2022 that will not be required to be reported from the commencement of the ob体育
20 April 2023	听	Amends ob体育 exemption instruments to refer to the 2022 Transaction Reporting Rules (TRRs), extends time-limited exemptive relief, broadens the jurisdictional scope of exemptive relief for reporting of trade identifiers and repeals exemptive relief that has either expired or will be included in the 2024 TRRs.
1 October 2020		Amends to extend relief for Exchange-traded derivatives, Name Information and FX Securities Conversion Transactions until 30 Sep 2022.
27 March 2020		Amendment to the ob体育 Corporations (Derivative Transactions Reporting Exemption) Instrument 2015/844 to extend both conditional trade identifier relief and relief to Reporting Entities that are New Zealand registered banks from the requirement to report entity information in certain circumstances until 30 September 2022.
1 October 2019		Amendment to the ob体育 Corporations (Derivative Transactions Reporting Exemption) Instrument 2015/844 to provide conditional extensions to entity information.
11 March 2019		Amendment to the ob体育 Corporations (Derivative Transactions Reporting Exemption) Instrument 2015/844 to modify relief for exchange traded derivatives, modify and extend relief for name information (including for certain privacy restrictions) and provide conditional extensions to entity information.
19 September 2018		Amendment to the ob体育 Corporations (Derivative Transactions Reporting Exemption) Instrument 2015/844 to extend relief for exchange traded derivatives, entity and name information (including for certain privacy restrictions) and FX Securities Conversion Transactions.
23 March 2018		The granting of the Class Exemption follows consideration of the Technical Guidance on UTIs by the boards of CPMI and IOSCO (published in February 2017) and the FSB report on Governance arrangements for the unique transaction identifier (published December 2017). ob体育 considers the additional 24 months of relief afforded by the Class Exemption to be sufficient time for the resolution for key implementation considerations, including finalisation of governance matters and necessary changes to IT and other processes. Accordingly ob体育 expects full implementation of the requirements to report trade identifier that is a 'universal transaction identifier' or a 'single transaction identifier' from 1 April 2020.
27 September 2017		Amendment to the ob体育 Corporations (Derivative Transaction Reporting Exemption) Instrument 2015/844 to extend the trade identifier reporting relief until 31 March 2018.
5 September 2017		Amendment to the ob体育 Corporations (Derivative Transaction Reporting Exemption) Instrument 2015/844 to add Eurex Zurich to the list of Relevant Financial Markets for the purposes of the exemption in subsection 5(1).
24 January 2017		Amendment to the ob体育 Corporations (Derivative Transaction Reporting Exemption) Instrument 2015/844 to extend the trade identifier reporting relief until 30 September 2017.
27 September 2016		Amendment to the ob体育 Corporations (Derivative Transaction Reporting Exemption) Instrument 2015/844 to extend name information relief and foreign exchange security conversion transaction relief until 30 September 2018 and relief for foreign privacy restrictions until 31 December 2018.
29 January 2016		Amendment to the ob体育 Corporations (Derivative Transaction Reporting Exemption) Instrument 2015/844 to extend the trade identifier reporting relief until 31 January 2017 and to repeal the ob体育 Corporations (Amendment) Instrument 2016/0030.
30 September 2015		Transitional exemptive relief for Phase 1,2 and 3 reporting entities from elements of the ob体育 Derivative Transaction Rules (Reporting) 2013.

Last updated: 15/01/2025 05:27