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5191 media releases found
28 November 2017 MEDIA RELEASE
17-408MR ob体育 bans South Australian financial adviser for three years

ob体育 has banned Mr Ramana Rao of Heathpool, South Australia, from providing financial services for three years because he was not adequately trained ...

27 November 2017 MEDIA RELEASE
17-406MR Registration of Vocation auditor cancelled

ob体育 today announced it has accepted a request from Mr Stephen James Bourke of PricewaterhouseCoopers to cancel his registration as a registered ...

24 November 2017 MEDIA RELEASE
17-404MR ob体育 accepts enforceable undertaking from Foster Stockbroking following ob体育 investigation into conflicts of interests

ob体育 has today accepted an enforceable undertaking (EU) from Foster Stockbroking Pty Limited (FSB) over the stockbroker's capital markets and ...

23 November 2017 MEDIA RELEASE
17-403MR Dubai and Australia seal agreement on fintech cooperation

The Dubai Financial Services Authority ('DFSA') and ob体育 today signed a Cooperation Agreement which provides a framework for cooperation to support ...

23 November 2017 MEDIA RELEASE
17-402MR ob体育 takes action against unlicensed financial services companies

ob体育 has acted to stop two Queensland-based financial services companies from selling insurance products and providing financial services without ...

23 November 2017 MEDIA RELEASE
17-401MR ob体育 welcomes consultation on changes to fees-for-service

ob体育 welcomes the release by Treasury of a consultation paper proposing changes to fees-for-service. While around 90% of ob体育鈥檚 regulatory ...

22 November 2017 MEDIA RELEASE
17-400MR ob体育 acts against Superfunded and the Goldenbergs SMSF scheme

ob体育 has commenced proceedings in the Federal Court of Australia and obtained interim injunctions against Perth-based Superfunded Pty Ltd (ACN 617 ...

22 November 2017 MEDIA RELEASE
17-399MR ob体育 delivers on commitment to help limited AFS licensees understand their obligations

The Australian Securities and Investments Commission (ob体育) has today released new webpage guidance and information sheets to help limited Australian ...

22 November 2017 MEDIA RELEASE
17-398MR AAMI pays $43,200 for misleading advertising

AAMI has paid $43,200 in penalties after ob体育 found it had made false or misleading statements on its website and in radio advertisements for home ...

22 November 2017 MEDIA RELEASE
17-397MR ob体育 cancels AFS licence for failing to cooperate with an ob体育 surveillance

ob体育 has cancelled the Australian financial services (AFS) licence of Financial Stewards Pty Ltd (Financial Stewards) for failing to co-operate with ...

Last updated: 10/08/2024 11:23