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5192 media releases found
26 October 2017 MEDIA RELEASE
17-358MR ob体育 overhauls funds management guidance

ob体育 has released a suite of new and updated guidance for the funds management industry for consultation. The six new and updated regulatory guides ...

26 October 2017 MEDIA RELEASE
17-357MR ob体育 permanently bans Victorian mortgage broker

ob体育 has permanently banned Victorian director Ermelia Suzanne Snoeks from engaging in credit activities and from providing financial services. This ...

24 October 2017 MEDIA RELEASE
17-356MR Former chief financial officer and finance manager sentenced for conspiracy to falsify accounts

Mr Glyn Leonard Raines, the former Chief Financial Officer of Hastie Services Pty Limited, (Hastie Services) (in external administration) has been ...

24 October 2017 MEDIA RELEASE
17-355MR NSW company directors plead guilty to ob体育 charges

Allan Raad of Wentworthville, NSW and his brother-in-law Yousef Joseph Bazouni of Sandringham, NSW, have pleaded guilty in the Downing Centre ...

20 October 2017 MEDIA RELEASE
17-354MR Full Federal Court dismisses broker's appeal

The Full Federal Court of Australia has dismissed former Victorian finance broker Rudy Noel Frugtniet's appeal against his permanent banning from ...

20 October 2017 MEDIA RELEASE
17-353MR ob体育 releases update to evidence metrics for performance reporting

ob体育 has released updated evidence metrics to report against six common key performance indicators (KPIs) in the Australian Government's Regulator ...

20 October 2017 MEDIA RELEASE
17-352MR Adairs pays penalty for alleged continuous disclosure breach

ASX-listed company Adairs Limited (Adairs) has paid a penalty of $66,000 after ob体育 issued an infringement notice alleging it had not complied with ...

19 October 2017 MEDIA RELEASE
17-351MR ob体育 accepts voluntary undertakings from three liquidators

ob体育 has announced the latest enforcement outcomes from its Published Notices Website and Lodgement project, an industry-wide project to improve ...

19 October 2017 MEDIA RELEASE
17-350MR The FMA and ob体育 confirm trans-Tasman collaborative approach to fintech

The Financial Markets Authority (FMA) and the Australian Securities and Investments Commission (ob体育) have re-affirmed their commitment to ...

16 October 2017 MEDIA RELEASE
17-349MR ob体育 accepts enforceable undertaking from Sentinel Private Wealth

ob体育 has accepted an enforceable undertaking (EU) from Sentinel Private Wealth Pty Ltd (SPW) after ob体育 found SPW was giving poor financial advice ...

Last updated: 10/08/2024 11:23