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19 September 2017 MEDIA RELEASE
17-319MR Sydney man faces charges for market manipulation

Mr Benjamin Amzalak, 46, of Bondi in New South Wales, has appeared by his counsel before the Downing Centre Local Court today on 10 charges of market ...

19 September 2017 MEDIA RELEASE
17-318MR ob体育 remakes 鈥榮unsetting鈥� class orders relating to mortgage offset accounts and factoring arrangements

ob体育 has remade two class orders relating to mortgage offset accounts and factoring arrangements, which were due to expire (鈥榮unset鈥�) on 1 October ...

19 September 2017 MEDIA RELEASE
17-317MR ob体育's 2017-20 data strategy launched

The Australian Securities and Investments Commission has today launched its data strategy for 2017-20. The strategy, which outlines how ob体育 will ...

18 September 2017 MEDIA RELEASE
17-316MR ob体育 issues stop order on Theta product disclosure statements

The Australian Securities and Investments Commission (ob体育) has issued a stop order on Product Disclosure Statements issued by Theta Asset Management ...

15 September 2017 MEDIA RELEASE
17-315MR Response to feedback on REP 523 ob体育's Innovation Hub and our approach to regulatory technology

ob体育 today released its response to industry feedback on ob体育's Innovation Hub and its approach to regulatory technology. In May ob体育 released for ...

15 September 2017 MEDIA RELEASE
17-314MR Financial adviser sentenced for making false statements to ob体育

Mr Michael Davie, of Keilor East, Victoria, has appeared in the Melbourne Magistrates Court and pleaded guilty to three charges of making false or ...

15 September 2017 MEDIA RELEASE
17-313MR Former Victorian car finance manager convicted for loan fraud

Mr Christopher Robert Con Foo, of Donvale, Victoria has been convicted in the Ringwood Magistrates Court after pleading guilty to one charge of ...

12 September 2017 MEDIA RELEASE
17-312MR Applications for crowd-funding licences open 29 September 2017

From 29 September 2017, the new crowd-sourced funding (CSF) regime will come into effect and ob体育 will begin accepting licence applications from CSF ...

12 September 2017 MEDIA RELEASE
17-311MR Merrill Lynch (Australia) Futures pays $60,000 in infringement notice penalty

Merrill Lynch (Australia) Futures Limited (鈥淢LAF鈥�) has paid a penalty of $60,000 to comply with an infringement notice given to it by the ...

12 September 2017 MEDIA RELEASE
17-310MR ob体育 winds up 11 abandoned companies owing more than $650,000 in employee entitlements

During the period March to August 2017, ob体育 assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up ...

Last updated: 10/08/2024 11:23