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5197 media releases found
23 June 2017 MEDIA RELEASE
17-200MR Communicating ob体育鈥檚 findings from audit files

ob体育 today released a new Regulatory Guide 260 Communicating findings from audit files to directors, audit committees or senior managers. The guide ...

23 June 2017 MEDIA RELEASE
17-199MR Japan and Australia cooperate on fintech

              The Japan Financial Services Agency ('JFSA') and Australian Securities and Investments Commission ('ob体育') today announced the ...

23 June 2017 MEDIA RELEASE
17-198MR Macquarie Securities pays $505,000 in infringement notice penalty

Statement pursuant to regulation 7.2A.15(4) of the Corporations Regulations 2001  Macquarie Securities (Australia) Limited (鈥淢acquarie鈥�) has paid a ...

23 June 2017 MEDIA RELEASE
17-197MR Former financial adviser Robert Gunner banned by ob体育 for seven years

ob体育 has banned former financial adviser, Mr Robert Gunner, of Brisbane, Queensland from providing financial services for seven years. Mr Gunner was ...

22 June 2017 MEDIA RELEASE
17-196MR ob体育 consults on 鈥榮unsetting鈥� class order about mortgage schemes and proposed relief for multiple withdrawal periods

ob体育 today released a consultation paper proposing to remake a class order in relation to mortgage schemes, which is currently due to expire ...

22 June 2017 MEDIA RELEASE
17-195MR ob体育 commences consultation on proposed guidance on crowd-sourced funding

ob体育 today released two consultation papers proposing guidance for public companies and intermediaries (i.e. crowd funding platform operators) to ...

22 June 2017 MEDIA RELEASE
17-194MR ob体育 reports on supervision of registered liquidators for 2016

ob体育 today released its sixth annual report into the supervision of registered liquidators. Report 532 ob体育 regulation of registered liquidators: ...

22 June 2017 MEDIA RELEASE
17-193MR ob体育 seeks better compliance with asset-holding requirements in funds management and custodial services

ob体育 today released a report entitled 'Review of compliance with asset holding requirements'. The report outlines ob体育's findings following an ...

21 June 2017 MEDIA RELEASE
17-192MR Decision on application of Criminal Code in civil proceedings under Corporations Act

The Full Federal Court has held that it is not necessary for ob体育 to prove fault according to Chapter 2 of the Criminal Code in civil proceedings ...

20 June 2017 MEDIA RELEASE
17-191MR ob体育 reports on decisions to cut red tape 鈥� October 2016 to March 2017

ob体育 has released its latest report outlining decisions on relief applications, highlighting ob体育鈥檚 efforts to reduce red-tape and achieve a ...

Last updated: 10/08/2024 11:23