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23 January 2017 MEDIA RELEASE
17-012MR AAT upholds appeal by former financial adviser

The Administrative Appeals Tribunal (AAT) has upheld an appeal by Mr Tony Davidof against an ob体育 decision banning him from providing financial ...

19 January 2017 MEDIA RELEASE
17-011MR ob体育 consults on proposed guidance for registered liquidators

ob体育 today released a consultation paper covering proposals to reissue its guidance in Regulatory Guide 186 External administration: Liquidator ...

19 January 2017 MEDIA RELEASE
17-010MR Superannuation funds to start disclosing subplan information on websites from 1 July 2017

ob体育 has written to trustees of superannuation funds with employer subplans reminding them of the requirement to publicly disclose transparency ...

17 January 2017 MEDIA RELEASE
17-009MR ob体育 closes self-funded health plan

ob体育 has closed a savings-based health plan operated by Members Plan Pty Ltd (Memplans) on the basis the arrangement should have been registered as a ...

17 January 2017 MEDIA RELEASE
17-008MR AFS licence cancelled after Core Insurance fails to lodge financial statements and auditor reports

ob体育 has cancelled the Australian Financial Services (AFS) licence of Sydney based company Core Insurance Pty Ltd for failing to lodge financial ...

17 January 2017 MEDIA RELEASE
17-007MR VU for Victorian liquidator after failure to discharge duties

ob体育 has accepted a voluntary undertaking (VU) from Melbourne-based registered liquidator, Richard Trygve Rohrt, after an ob体育 review of several ...

16 January 2017 MEDIA RELEASE
17-006MR Pershing Securities pays $40,000 in infringement notice penalty

Pershing Securities Australia Pty Ltd (鈥淧ershing鈥�) has paid a penalty of $40,000 to comply with an infringement notice given to it by the ...

11 January 2017 MEDIA RELEASE
17-005MR ob体育 warns customers about scam emails

The Australian Securities and Investments Commission (ob体育) is warning its Registry customers to be vigilant of scam emails purporting to be from ...

10 January 2017 MEDIA RELEASE
17-004MR Former Leighton executive charged

Mr Peter Alan Gregg, the previous Chief Financial Officer of Leighton Holdings Limited (now CIMIC Group Limited), has been charged with two counts of ...

9 January 2017 MEDIA RELEASE
17-003MR New Year financial resolutions from ob体育's MoneySmart - Six steps to a brighter financial future

ob体育 is encouraging people to make a positive start to 2017 by taking steps to set and achieve their financial goals. 鈥極ne of the most popular New ...

Last updated: 10/08/2024 11:23