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16 November 2016 MEDIA RELEASE
16-389MR CommSec pays $200,000 in infringement notice penalty

Commonwealth Securities Limited (鈥淐ommSec鈥�) has paid a penalty of $200,000 to comply with an infringement notice given to it by the ...

15 November 2016 MEDIA RELEASE
16-388MR Former financial adviser jailed for forgery and misuse of client assets

Former financial adviser, Mr Darren John Wise, has been sentenced in the Maroochydore District Court to seven years imprisonment on charges brought ...

15 November 2016 MEDIA RELEASE
16-387MR Former Perth insurance broker permanently banned from the financial services industry

ob体育 has permanently banned former Perth insurance broker, Mr Sergio Amaranti, from the financial services industry. Mr Amaranti was employed as a ...

10 November 2016 MEDIA RELEASE
16-385MR ob体育 accepts voluntary undertakings from NSW liquidators

ob体育 has accepted voluntary undertakings (VUs) from NSW based registered liquidators, Mr Riad Tayeh and Mr David Solomons, both of deVries Tayeh 鈥� ...

10 November 2016 MEDIA RELEASE
16-384MR AAT stays the ob体育 banning of former financial adviser for misconduct in warrants market pending review

On 8 September 2016, ob体育 banned Michael James* Spencer, formerly a financial adviser, from providing financial services for three years.  ob体育 found ...

10 November 2016 MEDIA RELEASE
16-383MR Federal Court finds book up practices in South Australian Indigenous community unconscionable

The Federal Court has found that Mr Lindsay Gordon Kobelt, owner and operator of Nobby's Mintabie General Store (Nobby's) in the Anangu ...

10 November 2016 MEDIA RELEASE
16-382MR ob体育 statement on Mahmoud Daher

An ob体育 employee, Mahmoud Daher, has appeared in Sydney's Downing Centre Local Court today charged with unauthorised access to restricted data ...

10 November 2016 MEDIA RELEASE
16-381MR ob体育 consults on 'sunsetting' class orders about internet offers, hawking and PDS obligations

ob体育 today released a consultation paper proposing to remake two class orders on internet offers and hawking, and to repeal a class order on PDS ...

9 November 2016 MEDIA RELEASE
16-380MR Cash Converters to pay over $12M following ob体育 probe

Following an ob体育 investigation, payday lender Cash Converters will refund $10.8 million to consumers who received small amount loans under ...

8 November 2016 MEDIA RELEASE
16-379MR ob体育 welcomes industry funding consultation

ob体育 welcomes the Government's continued support for the introduction of an ob体育 industry funding model and the release yesterday of the Proposals ...

Last updated: 10/08/2024 11:23