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10 December 2024 - NEWS ITEM
ob体育 reissues Regulatory Guide 133 on funds management and custodial services

ob体育 has reissued Regulatory Guide 133 Funds management and custodial services: Holding assets (RG 133) to provide the latest guidance to ...

10 December 2024 - NEWS ITEM
ob体育 proposes to remake relief instrument for 31-day notice term deposits

ob体育 is inviting feedback on its proposal to remake a legislative instrument that gives relief for 31-day notice term deposits, with a minor ...

6 December 2024 - SPEECH
Fair鈥檚 fair: The case for prohibiting unfair trading practices in financial services

Key points The proposed Unfair Trading Practices prohibition is necessary to address the increasing gap between the fair outcomes that consumers ...

6 December 2024 - NEWS ITEM
ob体育 releases November 2024 financial adviser exam results

ob体育 today released the exam results from the 27th Financial Advisers Exam cycle, held in November 2024. The exam, conducted by the Australian ...

6 December 2024 - NEWS ITEM
ob体育 updates guidance to help directors prevent insolvent trading

ob体育 has today updated its regulatory guide for directors and their professional advisers on the duty to prevent insolvent trading and to provide new ...

4 December 2024 - NEWS ITEM
ob体育 signals ongoing work to maximise benefits of the reportable situations regime

The reportable situations regime is a key component of the financial services and credit regulatory frameworks. ob体育 expects all licensees, ...

4 December 2024 - NEWS ITEM
Reportable situations: Findings of ob体育鈥檚 review and how licensees can improve compliance with the regime

Finding, fixing and reporting breaches matters. Here鈥檚 what ob体育鈥檚 latest review revealed and what you as a licensee should do. Australian financial ...

3 December 2024 - NEWS ITEM
Suspected scam alert: ob体育 warns consumers about unlicensed stock tip promotors through private chat apps 鈥� Juhbz and Ptounx

Key points ob体育 is seeing an increase in a suspected investment scam involving social media ads for investing opportunities and tips  ob体育 is ...

3 December 2024 - SPEECH
Better retirement outcomes: a whole-of-sector responsibility

Key points The work of supporting 鈥榖etter retirement outcomes鈥� requires the combined contributions of a wide range of entities and individuals 鈥� ...

28 November 2024 - NEWS ITEM
ob体育 welcomes recent IOSCO reports outlining key developments for global market regulators

The International Organization of Securities Commissions (IOSCO) has recently published a number of reports outlining key challenges and ...

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Last updated: 10/08/2024 11:24